Country of Incorporation and Main Country of Operations
The Company is registered in England and Wales. Its principal place of business is: Space One, 1 Beadon Road, Hammersmith, London W6 0EA. Its main country of operation is the United Kingdom.
Details of any other exchanges or trading platforms
The Company’s securities are not listed on any other exchanges.
Number of Ordinary Shares in issue: 123,680,610
Number of Warrants in issue: 10,085,533
Arria NLG plc has no shares held in treasury
The Company is subject to the City Code on Takeovers and Mergers, as published by the Panel on Takeovers and Mergers and updated from time to time.
There are no restrictions on the transfer of the Company’s securities.
1. Major Shareholders
|Shareholder Name||Ordinary Shares||% of Enlarged
|Lanstead Capital L.P.||16,001,252||12.94%||—|
|Robert Craig and Arlene Craig||5,072,223||4.10%||—|
|The University Court of the University of Aberdeen||4,864,753||3.93%||—|
*These shares are registered in the name of Kiri Borg and jointly in the names of Brian Henry and his wife, Kiri Borg.
**These shares are registered in the name of Christopher Hardy, the De Latour Trust (of which Christopher Hardy is a trustee), Christopher Hardy and James Hardy (jointly) and Debbie Hardy (wife of Christopher Hardy).
2. Fully Diluted Share Capital
|Arria NLG plc securities||Nominal value||Note value||Number of Ordinary Shares|
|Ordinary shares of 0.1p each (“Ordinary Shares”) currently in issue||£123,680.61||—||123,680,610|
|Warrants over new Ordinary Shares||£10,085.53||—||10,085,5332|
|B Warrants over new Ordinary Shares||£16,670.29||—||16,670,2882|
|C Warrants over new Ordinary Shares||£2,092.08||—||2,092,0752|
|New Ordinary Shares that would result from conversion of loan note principal||—||£7,143,000||17,857,5001|
|Employee share options over new Ordinary Shares||£6,750.72||—||6,750,7233|
(1) Assumes all loan notes are fully converted into new Ordinary Shares
(2) Assumes all warrants are fully converted into new Ordinary Shares
(3) Assumes all share options are fully converted into new Ordinary Shares